A little clarity for your next chapter.My shortlist ↗Our approach ↗
Find my starting point
Menu
All firms/CapFinancial Securities, LLC.
DIRECTORY AFFILIATION

CapFinancial Securities, LLC.

CapFinancial Securities, LLC. is listed as a broker-dealer affiliation in the supplied professional directory. Explore the associated professional profiles and their recorded branch locations.

RegionalRetailTraditionalWealth Management
27linked professional records
0researched profiles
5listed office cities
THE PEOPLE CONNECTED TO THIS FIRM

Explore linked advisors & professionals.

Compare your conversations

A directory relationship is not confirmation of current employment, registration, or availability. Open the profile’s source and verify with the firm.

27 profiles

Directory summaries · open a profile for full details

Page 1 of 3
ProfessionalFirm & roleOfficeFocusShortlist
AM
Alan Mark KleinbergHistorical record
CapFinancial Securities, LLC.Financial Advisor, PrincipalNew Hyde ParkNew YorkWealth management
AB
Ashley Brooke StarrHistorical record
CapFinancial Securities, LLC.Financial professionalNew Hyde ParkNew YorkFinancial services
BL
Bruce Lincoln GrahamHistorical record
CapFinancial Securities, LLC.Financial Advisor, Vice PresidentGreenwichConnecticutWealth management
CT
Charles Thomas RichmondHistorical record
CapFinancial Securities, LLC.Financial professionalNew YorkNew YorkFinancial services
DH
David Howard SchwartzHistorical record
CapFinancial Securities, LLC.Financial Advisor, PrincipalNew Hyde ParkNew YorkWealth management
EW
Earle Winston AllenHistorical record
CapFinancial Securities, LLC.Financial professionalNew YorkNew YorkFinancial services
ED
Elina Davidovna BabadzhanovaHistorical record
CapFinancial Securities, LLC.Senior Financial AdvisorNew YorkNew YorkWealth management
EM
Emily Morgan WrightsonHistorical record
CapFinancial Securities, LLC.PrincipalNew YorkNew YorkFinancial services
EA
Ernest Albert LiebreHistorical record
CapFinancial Securities, LLC.Financial Advisor, Senior Vice PresidentGreenwichConnecticutWealth management
JJ
Jan Joseph RezlerHistorical record
CapFinancial Securities, LLC.Senior Financial AdvisorNew YorkNew YorkWealth management
JJ
Jared Jamael HardinHistorical record
CapFinancial Securities, LLC.AdvisorNew YorkNew YorkWealth management
JS
Jesse S MalikHistorical record
CapFinancial Securities, LLC.Financial Advisor, Relationship ManagerNew Hyde ParkNew YorkWealth management

Search index refreshed September 20, 2026. This is not a verification date for historical records.

An illustrative financial planning conversation in a bright officeA LITTLE CLARITY. A NEW POSSIBILITY.
LET’S FIND YOUR STARTING POINT

Your next chapter deserves a thoughtful start.

A clearer plan starts with the right conversation. Explore advisors around your goals, then choose your next step.

Free to exploreYou control who hears from you
An illustrative financial planning conversation

A FREE RESOURCE FOR YOUR NEXT STEP

The advisor interview kit.

Bring better questions to your first conversation and compare the answers from different advisors side by side.

Get my free copy 3-page PDF · Immediate download after your request