A little clarity for your next chapter.My shortlist ↗Our approach ↗
Find my starting point
Menu
All firms/Wellington Shields & Co., LLC
DIRECTORY AFFILIATION

Wellington Shields & Co., LLC

Wellington Shields & Co., LLC is listed as a broker-dealer affiliation in the supplied professional directory. Explore the associated professional profiles and their recorded branch locations.

Dually RegisteredInstitutionalInvestment BankingMulti StatePlacement AgentResearchRetailSales & Trading
31linked professional records
0researched profiles
2listed office cities
THE PEOPLE CONNECTED TO THIS FIRM

Explore linked advisors & professionals.

Compare your conversations

A directory relationship is not confirmation of current employment, registration, or availability. Open the profile’s source and verify with the firm.

31 profiles

Directory summaries · open a profile for full details

Page 1 of 3
ProfessionalFirm & roleOfficeFocusShortlist
AM
Alan Martin SilvermanHistorical record
Wellington Shields & Co., LLCFinancial professionalNew YorkNew YorkFinancial services
AS
Alan Stephen BraunshweigerHistorical record
Wellington Shields & Co., LLCFinancial professionalNew YorkNew YorkFinancial services
AV
Alan Van Straaten JanoverHistorical record
Wellington Shields & Co., LLCVice PresidentNew YorkNew YorkFinancial services
EF
Eileen Frances ConnollyHistorical record
Wellington Shields & Co., LLCSenior Investment AdvisorNew YorkNew YorkWealth management
FD
Frank Douglas GretzHistorical record
Wellington Shields & Co., LLCFinancial professionalNew YorkNew YorkFinancial services
GC
Georges Carter BoyerHistorical record
Wellington Shields & Co., LLCSenior Vice President, Senior Wealth AdvisorNew YorkNew YorkWealth management
GM
Guy Maxwell UleHistorical record
Wellington Shields & Co., LLCVice President - InvestmentsNew YorkNew YorkWealth management
HL
Henry Lawrence BogertHistorical record
Wellington Shields & Co., LLCFinancial professionalNew YorkNew YorkFinancial services
HD
Howard David BrousHistorical record
Wellington Shields & Co., LLCFinancial professionalLocust ValleyNew YorkFinancial services
JE
James Edward FaheyHistorical record
Wellington Shields & Co., LLCVice President, Wealth AdvisorLocust ValleyNew YorkWealth management
JM
James Mcclenahan ShadekHistorical record
Wellington Shields & Co., LLCMember - SalesNew YorkNew YorkFinancial services
JT
Jason Todd WeissmanHistorical record
Wellington Shields & Co., LLCSenior DirectorNew YorkNew YorkFinancial services

Search index refreshed September 20, 2026. This is not a verification date for historical records.

An illustrative financial planning conversation in a bright officeA LITTLE CLARITY. A NEW POSSIBILITY.
LET’S FIND YOUR STARTING POINT

Your next chapter deserves a thoughtful start.

A clearer plan starts with the right conversation. Explore advisors around your goals, then choose your next step.

Free to exploreYou control who hears from you
An illustrative financial planning conversation

A FREE RESOURCE FOR YOUR NEXT STEP

The advisor interview kit.

Bring better questions to your first conversation and compare the answers from different advisors side by side.

Get my free copy 3-page PDF · Immediate download after your request